US Securities & Exchange Commission (SEC)

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Second New York Broker-Dealer Pleads Guilty To Rigging Bids for Financial Instruments in Violation of Antitrust Law

Department of Justice Office of Public Affairs FOR IMMEDIATE RELEASE Friday, June 14, 2019 Sentenced to Criminal Fine in Excess of $3 Million Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) pleaded guilty to an antitrust charge and was sentenced to pay a criminal fine in excess of $3 million for its involvement […]

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Cost of exec’s retirement flagged in Q1 $9.4m loss by CV Sciences

SEC Gives Go Ahead To MasterCard Using Discrimination Against Conservatives

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SEC Filings - Insider Filings

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